Transparency
As a fiduciary firm, we believe full transparency is the baseline, not the exception. All required regulatory documents are available below.
Form ADV Part 2A
Our firm brochure disclosing services, fees, conflicts of interest, disciplinary history, and other information required under SEC regulations. Updated April 2026.
Form CRS: Client Relationship Summary
A brief summary of the types of services we offer, fees we charge, and ways our interests may differ from yours. Required by the SEC for all registered investment advisers.
Privacy Policy & Notice
How we collect, use, and protect your personal information. We do not sell or share your information with unaffiliated third parties for their marketing purposes.
Social Media Disclosure
Our policy on social media content, testimonials and third-party comments, recordkeeping, privacy, and jurisdiction.
Fiduciary statement
Ftacek Financial Services, LLC is an independent office offering advisory services through United Advisor Group, LLC (“UAG”). UAG is an investment advisory firm registered with the Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940. SEC registration does not constitute an endorsement of the advisory firm by the SEC, nor does it indicate that the advisory firm has attained a particular level of skill or training. UAG and Ftacek Financial Services, LLC are independent entities. Form ADV Part 2A & CRS can be obtained by visiting adviserinfo.sec.gov and searching UAG’s firm name.
Neither the information nor any opinion expressed on this website is to be construed as solicitation to buy or sell a security or personalized investment, tax, or legal advice. Past performance is not indicative of future results. All investments involve risk, including the potential loss of principal.